UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Hercules Technology Growth Capital, Inc.
(Exact name of registrant as specified in its charter)
Maryland | 74-3113410 | |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) |
Four Palo Alto Square, 3000 El Camino Real, Suite 200 | ||
Palo Alto, California | 94306 | |
(Address of principal executive offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act: None
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ¨
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x
Securities Act registration statement file number to which this form relates: Not yet assigned
Securities to be registered pursuant to Section 12(g) of the Act: Common Stock, par value $.001 per share
INFORMATION REQUIRED IN REGISTRATION STATEMENT
Item 1. Description of Registrants Securities to be Registered.
A description of the Common Stock to be registered hereunder is contained in the section entitled Description of Capital Stock, of the Prospectus included in the Registrants Registration Statement filed with the Securities and Exchange Commission on February 22, 2005 (as amended, the Registration Statement) and is incorporated herein by reference.
Item 2. Exhibits.
Number |
Description | |
a | Form of Articles of Amendment and Restatement of the Articles of Incorporation of Hercules Technology Growth Capital, Inc (Incorporated by reference to Exhibit a to the Registration Statement.) | |
b | Form of Amended and Restated Bylaws of Hercules Technology Growth Capital, Inc. (Incorporated by reference to Exhibit b to the Registration Statement.) | |
d | Form of certificate representing shares of common stock, par value $.001 per share, for Hercules Technology Growth Capital, Inc. (Incorporated by reference to Exhibit d to the Registration Statement.) |
SIGNATURE
Pursuant to the requirements of Section l2 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
HERCULES TECHNOLOGY GROWTH CAPITAL, INC. | ||
By: |
/s/ Manuel A. Henriquez | |
Name: |
Manuel A. Henriquez | |
Title: |
Chief Executive Officer |
Date: February 22, 2005