UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM ABS-15G
ASSET-BACKED SECURITIZER
REPORT PURSUANT TO SECTION 15G OF
THE SECURITIES EXCHANGE ACT OF 1934
HERCULES TECHNOLOGY GROWTH CAPITAL, INC.
Check the appropriate box to indicate the filing obligation to which this form is intended to satisfy:
| ¨ | Rule 15Ga-1(c)(1) under the Exchange Act (17 CFR 240.15Ga-1) for the reporting period to |
| ¨ | Rule 15Ga-1(c)(2)(i) under the Exchange Act (17 CFR 240.15Ga-1(c)(2)(i)) for the quarterly reporting period to |
| x | Rule 15Ga-1(c)(2)(ii) under the Exchange Act (17 CFR 240.15Ga-1(c)(2)(ii)) for the annual reporting period January 1, 2014 to December 31, 2014 |
Date of Report (Date of earliest event reported) February 13, 2015
Commission File Number of securitizer: 814-00702(fn)
Central Index Key Number of securitizer: 0001280784
Manuel A. Henriquez (650) 289-3060
(Name and telephone number, including area code, of the person to
contact in connection with this filing)
Indicate by check mark whether the securitizer has no activity to report for the initial period pursuant to Rule 15Ga-1(c)(1) ¨
Indicate by check mark whether the securitizer has no activity to report for the quarterly period pursuant to Rule 15Ga-1(c)(2)(i) ¨
Indicate by check mark whether the securitizer has no activity to report for the annual period pursuant to Rule 15Ga-1(c)(2)(ii) x
| (fn): | Hercules Technology Growth Capital, Inc., as securitizer, is filing this Form ABS-15G in respect of all asset-backed securities sponsored by it and outstanding during the reporting period, including asset-backed securities privately issued by the following affiliated issuers: Hercules Capital Funding Trust 2012-1 and Hercules Capital Funding Trust 2014-1. |
REPRESENTATION AND WARRANTY INFORMATION
| Item 1.01 | Initial Filing of Rule 15Ga-1 Representations and Warranties Disclosure |
Not applicable.
| Item 1.02 | Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure |
Pursuant to Rule 15Ga-1(c)(2)(ii), Hercules Technology Growth Capital, Inc. has indicated by check mark that there is no activity to report for the calendar year ended December 31, 2014.
| Item 1.03 | Notice of Termination of Duty to File Reports under Rule 15Ga-1 |
Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the reporting entity has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: February 13, 2015 | HERCULES TECHNOLOGY GROWTH CAPITAL, INC. (Securitizer) | |||||
| By: | /s/ Jessica Baron | |||||
| Name: | Jessica Baron | |||||
| Title: | Chief Financial Officer | |||||