UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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| Item 2.02 | Results of Operation and Financial Condition |
On November 2, 2023, Hercules Capital, Inc. (the “Company”) issued a press release announcing its earnings for the quarter ended September 30, 2023. The text of the press release is included as an exhibit to this Form 8-K.
The information disclosed under the Item 2.02 including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
| Item 8.01. | Other Events |
On October 31, 2023, the Company announced that its Board of Directors has declared a third quarter 2023 total cash distribution of $0.48 per share, which will be paid to stockholders on the date set forth below. The text of the press release is included as an exhibit to this Form 8-K.
Distribution Payable in November 2023
| Ex-Dividend Date |
Record Date | Payment Date | Total Distribution Per Share | |||||||||
| November 14, 2023 |
November 15, 2023 | November 22, 2023 | $ | 0.48 | ||||||||
| Item 9.01. | Financial Statements and Exhibits |
(d) Exhibits.
| Number |
Exhibit | |
| 99.1 | Press Release dated November 2, 2023 | |
| 99.2 | Press Release dated October 31, 2023 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HERCULES CAPITAL, INC. | ||||||
| November 2, 2023 | ||||||
| By: | /s/ Kiersten Zaza Botelho | |||||
| Kiersten Zaza Botelho | ||||||
| General Counsel, Chief Compliance Officer and Secretary | ||||||