0001280784333-283735424B2EX-FILING FEEStruetrue 0001280784 2024-12-12 2024-12-12 0001280784 1 2024-12-12 2024-12-12 0001280784 2 2024-12-12 2024-12-12 0001280784 1 2024-12-12 2024-12-12 iso4217:USD xbrli:pure xbrli:shares
EX. 107 FILING FEES
Calculation of Filing Fee
Tables
424(b)(2)
(Form Type)
Hercules Capital, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
 
                         
     Security
Type		   Security
Class
Title		   Fee
Calculation
or Carry
Forward
Rule		   Amount
Registered		   Proposed
Maximum
Offering
Price Per
Unit		   Maximum
Aggregate
Offering
Price		   Fee
Rate		   Amount of
Registration
Fee		   Carry
Forward 
Form
Type		   Carry
Forward 
File
Number		   Carry
Forward 
Initial
effective 
date		   Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to be
Carried
Forward
 
Newly Registered Securities
                         
Fees to Be
Paid
    Equity    Common Shares, $0.001 par value per share   Rule 457(c)    30,000,000    $18.88(1)    $566,400,000.00    0.0001531    $86,715.84           
                         
Fees
Previously
Paid
                          
 
Carry Forward Securities
                         
Carry
Forward
Securities
                          
                   
    Total Off
er
ing Amounts 		     $566,400,000.00      $86,715.84          
                   
    Total Fees Previously Paid          —           
                   
    Total Fee Offsets          $7,965.71          
                   
    Net Fee Due                $78,750.13                
 
(1)
Estimated in accordance with Rule 457(c) solely for purposes of ca
lcu
lating the registration fee. The maximum price per Security and the maximum aggregate offering price are based on the average of the $19.08 (high) and $18.68 (low) sale price of the Registrant’s Common Shares as reported on the New York Stock Exchange on Dec
embe
r 5, 2024, which date is within five business days prior to filing this prospectus supplement.
 
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Table of Contents
Table 2: Fee Offset
Clai
ms and Sources
 
                       
     Registrant
or Filer
Name		   Form
or
 Filing 
Type		   File
Number		   Initial
Filing
Date		   Filing
Date		   Fee
Offset
Claimed		   Security
Type
Associated
with Fee
Offset
Claimed		   Security
Title
Associated
with Fee
Offset
Claimed		   Unsold
Securities
Associated
with Fee
Offset
Claimed		  
Unsold
Aggregate
Offering
Amount
Associated
with Fee
Offset
Claimed
   Fee
Paid
with
Fee
Offset
Source
 
Rules 457(b) and
0-11(a)(2)
                       
Fee Offset
Claims
                        
                       
Fee Offset
Sources
                        
 
Rule 457(p)
                       
Fee Offset
Claims
   Hercules Capital, Inc.  
N-2
  
333-261732
   December 17, 2021     $7,965.71   Equity   Common Shares, $0.001 par value per share   (1)   $72,284,157.57    
                       
Fee Offset
Sources
   Hercules Capital, Inc.  
N-2
  
333-261732
       May 5, 2023 (1)                       $7,965.71
 
(1)
Pursuant to the Registration Statement on Form
N-2
(File
No. 333-261732),
wh
ich
was filed on December 17, 2021 (the “Prior Registration Statement”), on May 5, 2023 the registrant filed a prospectus supplement (the “May 2023 Prospectus Supplement”) registering the issue and sale of 25,000,000 shares of common stock, pursuant to certain equity distribution agreements, calculated in accordance with Rule 457(c), based on the average of the $13.30 (high) and $12.64 (low) sale price of the Registrant’s Common Shares as reported on the New York Stock Exchange on May 2, 2023, which date is within five business days prior to filing the May 2023 Prospectus Supplement. The Registrant sold $251,965,842.43 of such securities under the Prior Registration Statement and the May 2023 Prospectus Supplement, leaving a balance of $72,284,157.57 of unsold securities, in respect of which the Registrant paid a filing fee of $7,965.71 (based on the filing fee rate in effect at the time of the filing of the May 2023 Prospectus Supplement) in connection with the filing of the May 2024 Prospectus Supplement. The Registrant has terminated any offering that included the unsold securities under the Prior Registration Statement. The Registrant is applying the entirety of that $7,965.71 filing fee to this filing.
 
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