0001280784Hercules Capital, Inc.N-2N-2ASREX-FILING FEES-----iso4217:USD000128078412024-12-112024-12-11000128078422024-12-112024-12-11000128078432024-12-112024-12-11000128078442024-12-112024-12-11000128078452024-12-112024-12-1100012807842024-12-112024-12-11
Exhibit (s)
EX. FILING FEES
Calculation of Filing Fee Tables
Form N-2
(Form Type)
Hercules Capital, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
| | Security
Type | Security
Class Title | Fee
Calculation
or Carry
Forward
Rule | Amount
Registered | Proposed
Maximum Offering
Price Per
Unit | Maximum Aggregate Offering
Price | Fee
Rate | Amount of
Registration Fee | Carry
Forward
Form
Type | Carry
Forward
File
Number | Carry
Forward
Initial
effective
date | Filing Fee
Previously
Paid
In
Connection
with
Unsold
Securities
to be
Carried
Forward |
| Newly Registered Securities |
| Fees to Be Paid | Equity | Common Stock, $0.001 par value per share | Rule 456(b) and Rule 457(r) | (1) | (1) | (1) | (2) | (2) | - | - | - | - |
| Equity | Preferred Stock | Rule 456(b) and Rule 457(r) | (1) | (1) | (1) | (2) | (2) | - | - | - | - |
| Debt | Debt Securities(3) | Rule 456(b) and Rule 457(r) | (1) | (1) | (1) | (2) | (2) | - | - | - | - |
| Other | Subscription Rights | Rule 456(b) and Rule 457(r) | (1) | (1) | (1) | (2) | (2) | - | - | - | - |
| Other | Warrants | Rule 456(b) and Rule 457(r) | (1) | (1) | (1) | (2) | (2) | - | - | - | - |
| Fees Previously Paid | - | - | - | - | - | - | | - | | | | - |
| | Total Offering Amounts | | - | | - | | | | - |
| | Total Fees Previously Paid | | | | - | | | | - |
| | Total Fee Offsets | | | | - | | | | - |
| | Net Fee Due | | | | - | | | | - |
(1) An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be offered and sold hereunder by Hercules Capital, Inc. (the “registrant”) at indeterminate prices. Warrants may represent rights to purchase common stock, preferred stock or debt securities as may from time to time be offered hereunder by the registrant at indeterminate prices. This registration statement also covers an indeterminate amount of common stock that may be issued upon conversion or exchange of other securities registered hereunder, to the extent any such securities are, by their terms, convertible or exchangeable for common stock.
(2) In accordance with Rule 456(b) and Rule 457(r) under the Securities Act of 1933, as amended, the registrant is deferring payment of all of the registration fees and will pay any registration fees subsequently in advance or on a pay-as-you-go basis.
(3) Debt securities may be issued at an original issue discount.